Disclaimer

Last updated 2026-09-28

In short: this site teaches financial vocabulary and exam material. It is not financial advice, it is not connected to any regulator or exam provider, and passing the exam is not guaranteed.

Educational use only

Everything here is general educational information about financial terminology and the Series 65 exam. It is not investment advice, legal advice, tax advice, or a recommendation to buy or sell any security. Nothing here is personalized to your circumstances. Using this site does not create an adviser-client, attorney-client, or fiduciary relationship. Before acting on anything you read here, speak with a licensed professional who knows your situation.

No affiliation or endorsement

Financial Terms is independent. It is not affiliated with, endorsed by, sponsored by, or approved by the North American Securities Administrators Association (NASAA), the Financial Industry Regulatory Authority (FINRA), the U.S. Securities and Exchange Commission (SEC), any state securities administrator, or any exam preparation company. "Series 65" and other exam and company names are used only to describe the subject matter, and all trademarks belong to their owners.

Practice questions

All practice questions on this site are original, written from the publicly available NASAA content outline. They are not actual exam questions, are not drawn from any exam's question bank, and are not reproduced from any commercial provider. No practice score predicts your result, and nothing here guarantees that you will pass.

Accuracy and currency

Figures were checked against primary sources on 2026-09-12, and the exam content outline used is the one effective 2023-06-12. Laws, regulations, contribution limits, tax figures, and exam outlines change, sometimes with little notice. Content may be out of date by the time you read it. Always confirm against primary sources such as NASAA, FINRA, the SEC, and the IRS.

This material has not been reviewed by a licensed securities professional. It is written from public sources and checked against them, but you should not rely on it as your only preparation.

No warranty and limitation of liability

This site is provided "as is", without warranties of any kind, express or implied, including accuracy, completeness, fitness for a particular purpose, or uninterrupted availability. To the fullest extent permitted by law, Retention is not liable for any loss or damage arising from your use of this site, including exam results, financial decisions, or lost progress data.

Links to other sites

Links to outside sites are provided for reference. We do not control them and are not responsible for their content or practices.

Questions

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